Picking a random month, I counted 37 new lawsuits the SEC brought in April, 2012, on the “Enforcement – Litigation Releases” link on the SEC.gov website. The SEC is very active and a force to be dealt with if a company breaks the rules. Which rules does the SEC enforce? Which sections of US code are they in?
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FIN 419 week 5 discussion question 3 was first posted on September 28, 2020 at 8:28 pm.
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